Our Services

What Can We Do for You and Your Family?

Our clients view their wealth through a diverse array of choices and issues.

In our work with clients, we are asked a wide range of questions.

We bring our full suite of capabilities to answering them.

We always begin by listening to you first, so we can develop a strategy that is tailored to you.

"I want to transfer wealth to my children, without compromising my personal goals.”

  

“How can I monetize my significant company stock holdings?”

  

“Where are today's dislocations creating excess return potential?”
         

“What should I do to prepare for selling my business?”

  

Wealth Management
Tailored for You

  

“With so much uncertainty, what risk mitigation strategies make sense for me?”
         

“What's my optimal use of personal, retirement, and trust accounts?”

  

“Can I use leverage to capture emerging opportunities?”

  

“I'm hungry for income, but not duration risk.”

 

Services

Put simply, we're not here to just help you open an account with us.  We are here to for the long haul, through life's transitions, bull and bear markets, and you're children's and grandchildren's financial circumstances.

To do this, we bring our full suite of services and capabilities to addressing your vast needs.  We begin by listening to you first, so we can develop a strategy that is tailored to you and your family's interests.  We provide quality financial guidance and personalized wealth management services through Stifel's fee-based advisory platform. 

Wealth
Planning
 Estate
Planning		 Retirement
Planning		 College and Higher Education
Planning		 Professional
Money
Management		 Insurance &
Liability Planning
Asset Allocation
Analysis		 Estate Plan
Analysis		 Retirement Income
Planning		 529 Plans Fee-Based
Advisory Programs		 Business Owner
Needs
Comprehensive
Financial Planning		 Charitable Giving Traditional &
Roth IRAs		 Education
Savings Accounts		 Access to Professional
Money Managers		 Disability Insurance
Understanding
Social Security		 Beneficiary
Review		 IRA Rollovers
& Distributions		 UGMA/UTMA
Accounts		 Quarterly
Performance Reports		 Life Insurance
Tax Planning Gifting & Estate
Tax Planning		 Retirement Funding
Analysis		 College Funding
Analysis		   Long-Term
Care Insurance
           
Corporate
Executive
Services		 Business
Succession
Planning		 Cash Management Retirement Plans
for Business		 Investment
Banking		 Banking, Lending, & Trust Services
Cashless Stock
Options Exercise		 Life Insurance
Needs		 Check Writing Choosing an
Appropriate Plan		 Public Offerings
& Capital Raising		 Securities-Based
Lending
Control & Restricted
Stock Transactions		 Buy-Sell
Agreements		 Visa® Debit Card Reviewing an
Existing Plan		 Financial Advisory Visa® Credit Cards
Rule 10b5-1 Plans Estate Planning
Considerations		 Bill Payment
Services		 Choosing a 
Plan Provider		 Mergers &
Acquisitions		 Trust Management
& Administration
  Key Person
Insurance		 Stifel Access
(online account access)		 Selecting a
Third-Party
Administrator		 Municipal Finance  

Stifel does not offer legal or tax advice.  You should consult with your legal and tax advisors regarding your particular situation.

Lending services for clients of Stifel, Nicolaus & Company, Incorporated are performed exclusively by Stifel Bank and Stifel Bank & Trust (Stifel Banks).  Stifel Bank, Member FDIC, Equal Housing Lender, NMLS# 451163, is affiliated with Stifel Bank & Trust, Member FDIC, Equal Housing Lender, NMLS# 375103, and Stifel, Nicolaus & Company, Incorporated, Member SIPC & NYSE, each a wholly owned subsidiary of Stifel Financial Corp.  Unless otherwise specified, references to Stifel may mean Stifel Financial Corp. and/or any of its subsidiaries.  Unless otherwise specified, products purchased from or held by Stifel are not insured by the FDIC, are not deposits or other obligations of Stifel Banks, are not guaranteed by Stifel Banks, and are subject to investment risk, including possible loss of the principal.
 
Understanding the potential risks of a Stifel Pledged Asset (SPA) Line of Credit
Speak with your Financial Advisor about your risk tolerance level, market fluctuations, and specifically the potential risks associated with a Stifel SPA Line of Credit.

The SPA Line of Credit is a demand loan using the assets in the account as collateral.  If the minimum required value of the collateral is not maintained, the account holder will be required to:  (1) post additional qualified collateral, (2) repay a portion or all of the debt, or (3) forfeit that shortfall in value of pledged assets to Stifel Bank & Trust.  If the call is not met, Stifel Bank & Trust can liquidate some or all of the assets in the SPA Loan Account.  If terms of the account are not maintained, Stifel Bank & Trust may call the loan due and payable.  Stifel Bank & Trust will attempt to communicate with you to determine the right course of action to alleviate a collateral shortfall. Stifel Bank & Trust has the right to sell securities as needed without your consent to meet a collateral call.

Trust and fiduciary services are provided by Stifel Trust Company, N.A. and Stifel Trust Company Delaware, N.A. (Stifel Trust Companies), wholly owned subsidiaries of Stifel Financial Corp. and affiliates of Stifel, Nicolaus & Company, Incorporated, Member SIPC & NYSE.  Unless otherwise specified, products purchased from or held by Stifel Trust Companies are not insured by the FDIC or any other government agency, are not deposits or other obligations of Stifel Trust Companies, are not guaranteed by Stifel Trust Companies, and are subject to investment risks, including possible loss of the principal invested.  Stifel Trust Companies do not provide legal or tax advice.